Even if we have a regulated system, you could make the argument that might be the safer system.
I had a family member who I warned time and again do not get into this adjustable rate mortgage.
So there has to be some protection component.
No examination beyond meeting the definition.
I think that is the point that Senator Warner is making, and I think if you have a strong, sensible, balanced regulatory...
So actually making a risk assessment of the product, and then if the assessment was the product was too risky, then perh...
Is performance of funds one of the criteria you look at?
Absolutely. We often, in our examinations, investigations of broker dealers, take our jurisdiction as far as it can go, ...
What about the question of the actual performance of the fund?
Isn't that in and of itself another red flag that should have said, hey, is this guy doing this all out of the his good ...
I would think that actually the Enforcement Division's location in the greater Washington area is still a pretty good pl...