Regulation must strike a delicate balance--providing a sense of safety and security for investors, without snuffing out the flame of entrepreneurial vigor and financial innovation ...
We need to have a real auditor that has some accountability.
I am confident that the changing of the guard, particularly the appointment of Mary Schapiro as the new SEC Chairman, wi...
I want to thank the witnesses and thank the Chairman. I look forward to the testimony.
Today's SEC appears stagnant and behind the times, almost always closing the barn door too late.
Senator Schumer
The industry is coming to agree with me.
That is why Senator Shelby and I, among others, are introducing the Safe Markets Act today, which, among other things, w...
You cannot be your own watchdog.
This kind of exemptive rule is, in my view, deregulation carried to excess.
The Bernie Madoff fraud was a punch to the gut of our financial system which was already reeling from too many haymakers...