Will you undertake to put the hammer down on FINRA, as you are charged to do in the statute, so that they change their procedures and end this injustice?
Matt Cartwright: “Will you undertake to put the hammer down on FINRA, as you are charged to do in the statute, so that they change their…”
On the recordMarch 22, 2023
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congress.govEditor's note · Context
Cartwright urges SEC to enforce changes at FINRA to protect investors.
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