03/09/2009
https://congress.gov...
"Do you believe that variable annuities require a heightened standard of care? And if so, why?"
"I applaud the SEC for recommending in their Section 913 study that broker-dealers and investment advisers should both be subject to a fiduciary duty standard..."
"I want to understand FINRA. I understand that FINRA maintains a large investment portfolio."
"Thank you very much, Madam Chairwoman. We have returned to work, and you got right on it with one of the most important issues of our time, what is going to happen in this housing market."