06/24/2014
https://congress.gov...
"Enforcing securities laws should be a matter of protecting the rule of law, plain and simple."
"Could you also comment on the compensation of your 10-person board of directors?"
"I want to understand FINRA. I understand that FINRA maintains a large investment portfolio."
"Improving the regulation of brokers, investment advisers, and other financial professionals was a central goal of Dodd-Frank..."