On the recordJune 18, 2019
According to then-SEC Chairwoman Mary Schapiro, the Commission's statutory authority to obtain civil monetary penalties with appropriate deterrent effect is limited in many circumstances.
Source
congress.govKatie Porter: “According to then-SEC Chairwoman Mary Schapiro, the Commission's statutory authority to obtain civil monetary penalties…”
Editor's note · Context
Porter references Schapiro's statement on the limitations of the SEC's authority regarding penalties.
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