The answer is yes. The rules will ban joint management by the same individual but not the same firm, both the registered investment company and other unregistered investment vehicles. Those rules will address the conflicts of interest that are presented by such an arrangement, including the conflicts raised by the gentleman.
Hon. Michael G. Oxley: “The answer is yes. The rules will ban joint management by the same individual but not the same firm, both the registered…”
Editor's note · Context
Discussing rules to address conflicts of interest in investment management.
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