Do you think this is sufficient in protecting our markets? Or do you think the SEC should also have investigative powers over currently unregulated entities--hedge funds and unregu...
OK. Does anyone else have a comment on any of the things I mentioned?
I will continue to work with my colleagues to provide these resources and the oversight that is critical to the success ...
I think there has been too much of a reliance on lawyers--I am not against lawyers; I am one--and not enough on the inve...
I fought so hard for an amendment to the Fraud Enforcement Act on the floor last month to ensure that the SEC get the fu...
the SEC, known as 'the gem of the financial regulatory world' a long time ago, and the SEC's police, your Division, the ...
So who receives the calls--I mean, again, they are all referred or triaged----
But anyone who calls with an actual complaint or whatever will be given a call back.
Tricia is a dynamic and accomplished public servant, and I am delighted to support her nomination to be Solicitor of the...
Permitted, but is it part of the process?
Could you please? Yes, and get back to me. On all of these, if you could get back to me in writing--within 5 days, is th...