On the recordMay 7, 2003
I am told, other than on a relatively few violations of the fraud statutes, most of the violations were of SRO regulations.
Said by
Christopher J. Dodd
Christopher J. Dodd: “I am told, other than on a relatively few violations of the fraud statutes, most of the violations were of SRO…”
Editor's note · Context
Senator Dodd discusses the nature of violations in a financial context.
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