On the recordSeptember 21, 2011
It strikes me that the process of ethical review within the SEC at the time was the shortcoming.
Source
congress.govIt strikes me that the process of ethical review within the SEC at the time was the shortcoming.
Capuano critiques the SEC's ethical review process as inadequate.
Share & report
More from Mike Capuano
Mr. Speaker, I thank the gentlewoman for yielding. There are some good things in this bill. I wanted to work with all of you to enshrine the good things and get rid of the bad things. We all did. We all offered it for years because…
It seems to me that today's subcommittee hearing shows that we are well past the point of glossing over the problem and, again, saying the taboo words 'all options are on the table.'
I believe that fraud is fraud, and that States should be free to regulate any form of securities fraud that they see fit.