Political Quotes

Tom Graves: “I think we all also agree that the duty, whether it is an investment adviser or a broker-dealer, owed to a client…”

On the recordMarch 5, 2018
I think we all also agree that the duty, whether it is an investment adviser or a broker-dealer, owed to a client, should match that client's expectations.
Said by
Tom Graves
Georgia

Editor's note · Context

Emphasizing the importance of matching client expectations with duties of financial advisers.

Share

More from Tom Graves

Jul 23, 2019

I think part of the conflict here between the parties is a sense, okay, is this open borders, anybody can come that wants to come and have to be received and give them resources, or, you know, what do we really do in terms of cases where…

congress.gov
Apr 8, 2019

It just seems like we have a chairman, and potentially a party, that is attempting to weaponize the IRS for political gain.

congress.gov
Jul 23, 2019

There has to be some agreed-upon system because they turn into political issues whether people meant them to or not.

congress.gov
Apr 8, 2019

I think this is an important time in the history of our country, that we do not allow any political party to weaponize any form of our government against their adversary.

congress.gov

Other voices in this conversation