Political Quotes

Tom Graves: I think we all also agree that the duty, whether it is an investment adviser or a broker-dealer, owed to a client…

On the recordMarch 5, 2018
I think we all also agree that the duty, whether it is an investment adviser or a broker-dealer, owed to a client, should match that client's expectations.
Said by
Tom Graves
Georgia

Editor's note · Context

Emphasizing the importance of matching client expectations with duties of financial advisers.

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