I think we all also agree that the duty, whether it is an investment adviser or a broker-dealer, owed to a client, should match that client's expectations.
Tom Graves: “I think we all also agree that the duty, whether it is an investment adviser or a broker-dealer, owed to a client…”
Editor's note · Context
Emphasizing the importance of matching client expectations with duties of financial advisers.
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I think part of the conflict here between the parties is a sense, okay, is this open borders, anybody can come that wants to come and have to be received and give them resources, or, you know, what do we really do in terms of cases where…
It just seems like we have a chairman, and potentially a party, that is attempting to weaponize the IRS for political gain.
There has to be some agreed-upon system because they turn into political issues whether people meant them to or not.
I think this is an important time in the history of our country, that we do not allow any political party to weaponize any form of our government against their adversary.





