04/14/2015
https://congress.gov...
"I applaud the SEC for recommending in their Section 913 study that broker-dealers and investment advisers should both be subject to a fiduciary duty standard..."
"I want to understand FINRA. I understand that FINRA maintains a large investment portfolio."
"Could you also comment on the compensation of your 10-person board of directors?"
"Thank you very much, Madam Chairwoman. We have returned to work, and you got right on it with one of the most important issues of our time, what is going to happen in this housing market."