Will it be the FDIC?
According to then-SEC Chairwoman Mary Schapiro, the Commission's statutory authority to obtain civil monetary penalties ...
Ms. Porter has a bill that would strengthen the SEC civil penalty authorities by increasing the size of the penalties an...
The SEC's penalty scheme is outdated and it is ineffective in disincentivizing bad behavior.
Given these problems, the outcome is that FHA is the leading cause of blighted homes in the United States.
It would seem to me that the SEC Chairman should be here as he is responsible for the Commission's current approach.
Do you agree that incentives are an influence on broker-dealer behavior?
Your salespeople sold them that GAP insurance. It was part of the transaction when those customers took out the automobi...
It is convenient for your lawyers to deflect blame in court and say that your rebranding campaign can be ignored as hype...
I was very involved with the national mortgage settlement--I was the California monitor for the settlement.
Why is this money just not being automatically refunded?