On the recordSeptember 6, 2017
In fact, she has persuaded me to note for the record that FINRA is a self-regulatory organization that was originally created in 1938 by the superbly named Maloney Act.
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congress.govIn fact, she has persuaded me to note for the record that FINRA is a self-regulatory organization that was originally created in 1938 by the superbly named Maloney Act.
Sherman acknowledges Maloney's influence in highlighting FINRA's historical context.
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