On the recordJanuary 26, 2009
So in this case, in the case of Madoff, my understanding was when he became an investment advisor, didn't he use the investment advisor reasoning as one way to preclude FINRA from looking----
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congress.govMark Warner: “So in this case, in the case of Madoff, my understanding was when he became an investment advisor, didn't he use the…”
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Warner discusses Madoff's use of advisory status to limit investigations.
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