Mark Warner actually said...

We had that situation last week in the Madoff hearing where we had both SEC and FINRA here, and, you know, asked very much suddenly, you know, on broker-dealers, if somebody says they were an investment adviser and FINRA is looking, they are going to suddenly stop and not turn over that information.

02/04/2009

https://www.congress.gov...

More Mark Warner Quotes

View All Mark Warner Quotes