Mark Warner: “We had that situation last week in the Madoff hearing where we had…”

On the recordFebruary 3, 2009

We had that situation last week in the Madoff hearing where we had both SEC and FINRA here, and, you know, asked very much suddenly, you know, on broker-dealers, if somebody says they were an investment adviser and FINRA is looking, they are going to suddenly stop and not turn over that information.

Said by

Mark Warner

Democratic · Virginia

Source

congress.gov

Editor's note · Context

Referencing issues in the Madoff hearing regarding regulatory oversight.

Share on X Share on Facebook Email this quote

Mark Warner: “We had that situation last week in the Madoff hearing where we had both SEC and FINRA here, and, you know, asked very…”

Editor's note · Context