Political Quotes

On the recordFebruary 3, 2009
We had that situation last week in the Madoff hearing where we had both SEC and FINRA here, and, you know, asked very much suddenly, you know, on broker-dealers, if somebody says they were an investment adviser and FINRA is looking, they are going to suddenly stop and not turn over that information.
Said by
Mark Warner
Democratic · Virginia

Editor's note · Context

Referencing issues in the Madoff hearing regarding regulatory oversight.

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