01/28/2014
https://www.congress.gov...
"So in this case, in the case of Madoff, my understanding was when he became an investment advisor, didn't he use the investment advisor reasoning as one way to preclude FINRA from looking----"
"Is performance of funds one of the criteria you look at?"
"I mean that we've got more agreement."
"As we look at public/private which often times involves tolling, making sure that they've got to stay in the game is very important."