03/20/2018
https://www.congress.gov...
"Absolutely. We often, in our examinations, investigations of broker dealers, take our jurisdiction as far as it can go, and then once we hit that jurisdictional dead end, refer that conduct over to th..."
"What about the question of the actual performance of the fund?"
"Isn't that in and of itself another red flag that should have said, hey, is this guy doing this all out of the his good heartedness?"
"I would think that actually the Enforcement Division's location in the greater Washington area is still a pretty good place for it to be located."