Political Quotes

Roger Williams: “Our capital markets are extremely regulated, and no single entity, whether it be exchange or broker-dealer or SRO, acts…”

On the recordMay 5, 2021
Our capital markets are extremely regulated, and no single entity, whether it be exchange or broker-dealer or SRO, acts unilaterally without any oversight.
Said by
Roger Williams
Republican · Texas

Editor's note · Context

Emphasizing the regulation and oversight in capital markets.

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