On the recordMay 5, 2021
Our capital markets are extremely regulated, and no single entity, whether it be exchange or broker-dealer or SRO, acts unilaterally without any oversight.
Source
congress.govOur capital markets are extremely regulated, and no single entity, whether it be exchange or broker-dealer or SRO, acts unilaterally without any oversight.
Emphasizing the regulation and oversight in capital markets.
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