The SEC has now asserted its jurisdiction to hopefully stop the Financial Stability Oversight Council (FSOC) from regulating asset managers like banks.
I would hope that the SEC would look very closely at the U.K.
Vigorous oversight is also needed to ensure that the SEC is a good steward of its resources, both its time and its budge...
It seems that the only time that the SEC actually modernizes its securities laws, to the benefit of the growing numbers ...
the SEC is 'full out focused on developing its own fiduciary rule.'
The SEC finally completed the bipartisan JOBS Act rulemakings to implement the reg A+ and crowdfunding titles.
From my perspective, I don't believe that the SEC and the Federal securities laws should be used to help counter human r...
How are market participants supposed to be convinced that we have less systemic risk when they have no insight into thes...
I guess, Chair Yellen, detail may be in the eye of the beholder, because Members of Congress still don't understand this...
It is simply not enough to marginally improve the lives of the able-bodied poor through perpetual government dependency;...
In launching the war on poverty, President Johnson told us its purpose was, 'not only to relieve the symptoms of poverty...