On the recordMarch 18, 2015
In my view, Dodd-Frank gave the SEC the responsibility to do that, to study it, to potentially develop a uniform definition, and DOL seems to be moving on their own.
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congress.govJosé E. Serrano: “In my view, Dodd-Frank gave the SEC the responsibility to do that, to study it, to potentially develop a uniform…”
Editor's note · Context
Serrano expresses concern over regulatory conflicts regarding fiduciary definitions.
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