On the recordMarch 18, 2015
In my view, Dodd-Frank gave the SEC the responsibility to do that, to study it, to potentially develop a uniform definition, and DOL seems to be moving on their own.
Source
congress.govJosé E. Serrano: “In my view, Dodd-Frank gave the SEC the responsibility to do that, to study it, to potentially develop a uniform…”
Editor's note · Context
Serrano expresses concern over regulatory conflicts regarding fiduciary definitions.
Share
More from José E. Serrano
Feb 5, 2020
An increase in funding of the scale I recommend might impinge on other priorities.
Feb 5, 2020
These CRs are a pain, and they really are a pain and shutdown for Indian Country.
Feb 5, 2020
the need of Indian Country is probably north of $200 billion. That is a big gap.
Other voices in this conversation
