Mary L. Schapiro: “Absolutely not, and I put out a statement to try and make that quite clear that we do not time our enforcement actions…”

the success of the Dodd-Frank Act will rise or fall depending on the commitment and enthusiasm of the various agencies to fully implement it in a timely manner.

I think if we don't cover all dealers regardless of whether they are deposit-taking institutions... we will see business migrate from well-regulated institutions to less well-regulated institutions.

we must close gaps in regulation, improve transparency, strengthen enforcement and establish a workable, macroprudential regulatory framework.

Chairman Gensler suggests that legislation should provide for an insolvency framework that protects first and foremost customers, and I completely agree.