I believe that any new regulatory framework for broker-dealers, and investment advisors must protect the interest of retail investors, retirement plan participants, and sponsors from unfair and deceptive practices as they seek investment advice.
Gary Peters: “I believe that any new regulatory framework for broker-dealers, and investment advisors must protect the interest of…”
Editor's note · Context
Peters emphasizes the need for regulations that protect retail investors while ensuring access to investment education.
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