In writing this new rule, if we did, should we distinguish between individual retail investors for whom having that obligation is perhaps even more important because they are less sophisticated arguably than most institutional investors, or should it apply across the board?
Susan Collins: “In writing this new rule, if we did, should we distinguish between individual retail investors for whom having that…”
On the recordMarch 17, 2010
Source
congress.govEditor's note · Context
Questions whether fiduciary duties should differ for retail versus institutional investors.
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