On the recordSeptember 12, 2023
As a general matter, I think we all probably share a concern about bad actors, whether they be State actors or non-State actors, that use our capital markets for nefarious means.
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congress.govAs a general matter, I think we all probably share a concern about bad actors, whether they be State actors or non-State actors, that use our capital markets for nefarious means.
Gensler expresses concern about bad actors in capital markets.
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I think that the Congress' wisdom was to have an agency to oversee disclosure-based markets where issuers are asking the public to buy and sell their securities.
The New York Stock Exchange can't actually also run a hedge fund on and trade against their customers.
The New York Stock Exchange can't actually also run a hedge fund on and trade against their customers.