On the recordMarch 1, 2021
It is important to look at economically and look at whether retail investors are getting best execution.
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congress.govIt is important to look at economically and look at whether retail investors are getting best execution.
Gensler acknowledges the need to evaluate retail investor benefits in trading practices.
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The CFTC, I love, it is a great agency, but it was set up to do the derivatives.
If I can say, breaking the law and not liking the law are different than lack of clarity.
I think that the Congress' wisdom was to have an agency to oversee disclosure-based markets where issuers are asking the public to buy and sell their securities.