On the recordJuly 20, 2011
The SEC and CFTC have worked jointly on those definition rules. So in that case we are actually aligned.
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congress.govThe SEC and CFTC have worked jointly on those definition rules. So in that case we are actually aligned.
Gensler asserts collaboration between SEC and CFTC on regulatory definitions.
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I think that the Congress' wisdom was to have an agency to oversee disclosure-based markets where issuers are asking the public to buy and sell their securities.
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