When investors turn to financial professionals for advice and recommendations about their investments, advice that may be critical to their retirement security or their ability to fund a child's college education, they deserve advice that serves their best interests.
Gensler emphasizes the importance of investor protection in financial advice.
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If I can say, breaking the law and not liking the law are different than lack of clarity.
We only make information as a result of any investigation public if we either settle or bring charges in competent courts.
The New York Stock Exchange can't actually also run a hedge fund on and trade against their customers.
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