On the recordMay 5, 2021
The transparency you mentioned is important between broker-dealers and their customers.
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congress.govThe transparency you mentioned is important between broker-dealers and their customers.
Gensler stresses the need for transparency in trading practices.
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If I can say, breaking the law and not liking the law are different than lack of clarity.
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I think that the Congress' wisdom was to have an agency to oversee disclosure-based markets where issuers are asking the public to buy and sell their securities.