On the recordNovember 2, 2011
We have come forward with proposals. These are not final rules, but we have proposed that exchanges and clearinghouses have to have new pre-trade risk filters and pre-trade risk controls.
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congress.govGary Gensler: “We have come forward with proposals. These are not final rules, but we have proposed that exchanges and clearinghouses…”
Editor's note · Context
Gensler outlines proposals for new risk controls in trading markets.
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Jun 4, 2024
I think that the Congress' wisdom was to have an agency to oversee disclosure-based markets where issuers are asking the public to buy and sell their securities.
Sep 26, 2023
I do share your concerns that this is a field that is rife with fraud and manipulation and scams.
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