11/17/2010
https://www.congress.gov...
"There seems to have been a glaring missed obligation regarding this matter that went on so long with so many flags being raised."
"In effect, then, you become worthless, in a sense. What is the purpose at this point? Creating that kind of a fiction merely then avoids any kind of real supervision."
"I would like the SEC and FINRA to report every 3 months to this Committee on actions that you are taking to improve the effectiveness of examinations and the handling of credible tips in order to redu..."
"I support all efforts to put road blocks in the way, and speed bumps."