On the recordApril 18, 2018
Can I get your commitment to take a review of it and to ensure that it does not create an unequal playing field between smaller broker-dealers and larger bank-affiliated firms?
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congress.govCan I get your commitment to take a review of it and to ensure that it does not create an unequal playing field between smaller broker-dealers and larger bank-affiliated firms?
Requesting a review of FINRA Rule 4210 for fairness.
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