When investors turn to financial professionals for advice and recommendations about their investments, advice that may b...
That means strengthening transparency and accountability in our markets, so people can invest with confidence, and be pr...
would you commit to making offenses against senior citizens an enforcement priority?
If confirmed, I look forward to meeting with you and your staff and having a dialog on this.
I think there is a real benefit to the American public five eyes, five minds, five different opinions.
When the SEC does its job, our economy grows and our nation prospers.
I think materiality, as the Supreme Court has said, it has got to be significant to the mix of information to a reasonab...
When we take our eyes off the ball, things can go very wrong.
It is an honor to appear before you.
I, if confirmed, look forward to working Secretary Yellen, working with all the members of the FSOC, on designations, if...
I think that it is about investors making a choice as to what is significant or what is material.
What we have found is materiality is defined as what reasonable investors are seeking to have to make their decisions ei...
I will work with my fellow commissioners... to ensure our markets remain the world's best.
My own experience is diversity is a very positive part of decision-making and it enhances that decision-making.
It is important to look at economically and look at whether retail investors are getting best execution.
I believe our markets are the finest in the world.
Senator, yes.
The John Lewis Voting Rights Act would create a new Section 5 with teeth and would survive a legal challenge.
