On the recordSeptember 12, 2011
I applaud the SEC for recommending in their Section 913 study that broker-dealers and investment advisers should both be subject to a fiduciary duty standard...
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congress.govI applaud the SEC for recommending in their Section 913 study that broker-dealers and investment advisers should both be subject to a fiduciary duty standard...
Waters supports SEC's recommendation for a fiduciary duty standard for financial advisers.
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