There is an occupation on Wall Street in New York that is taking place by protestors and the protestors are growing every day.
The Administration's response to date simply hasn't been bold enough.
With 3 million families at risk of losing their homes this year, there is a clear need for programs that prevent foreclo...
We have discovered that the weeds had grown up, animals had taken over some, on and on and on, and it was driving down t...
They are basically reciting their concerns. They are very concerned that 1 percent of rich Americans do not pay their fa...
Enforcing securities laws should be a matter of protecting the rule of law, plain and simple.
the bill almost exclusively focuses on limiting burdens on the market and puts no emphasis on protecting investors.
the SEC continues to be underresourced by the Congress, and that ultimately undermines their effectiveness.
Improving the regulation of brokers, investment advisers, and other financial professionals was a central goal of Dodd-F...
I applaud the SEC for recommending in their Section 913 study that broker-dealers and investment advisers should both be...
Do you believe that variable annuities require a heightened standard of care? And if so, why?