On the recordSeptember 21, 2016
I have been one of the critics when it comes to the way in which the SEC and FINRA conduct their enforcement proceedings.
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congress.govI have been one of the critics when it comes to the way in which the SEC and FINRA conduct their enforcement proceedings.
Criticism of SEC and FINRA's enforcement practices.
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Yes, we have the opportunity today to save capitalism from cronyism. Yes, we have the opportunity to protect the American taxpayer and the American Dream and to preserve free enterprise.
It has been an honor and a privilege to work with some of the most dedicated, smart, intelligent in a different way, committed to trying to do all they can for the people of this country.